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How is Stash regulated?

All Stash accounts are held by our trusted partner and custodian Apex Clearing, a registered broker-dealer regulated by FINRA.

Stash is as an investment adviser registered with the U.S. Securities and Exchange Commission (SEC).

The SEC is an independent agency of the United States federal government. The SEC regulates the financial securities market including exchanges, brokerage firms, and investment funds.

The SEC requires financial services companies (including Stash) to act in the best interests of their customers.

It obligates financial services companies to comply with federal regulations and requires them to provide customers with clear information about potential investments.

The SEC also guards against fraud and deception by financial services firms.

Please note: Registration with the SEC does not imply a certain level of skill or training.

You can also view Stash’s registration with the SEC.

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