How is Stash regulated?
All Stash accounts are held by our trusted partner and custodian Apex Clearing, a registered broker-dealer regulated by FINRA.
Stash is as an investment adviser registered with the U.S. Securities and Exchange Commission (SEC).
The SEC is an independent agency of the United States federal government. The SEC regulates the financial securities market including exchanges, brokerage firms, and investment funds.
The SEC requires financial services companies (including Stash) to act in the best interests of their customers.
It obligates financial services companies to comply with federal regulations and requires them to provide customers with clear information about potential investments.
The SEC also guards against fraud and deception by financial services firms.
Please note: Registration with the SEC does not imply a certain level of skill or training.
You can also view Stash’s registration with the SEC.
Related questions View all Security
Q. What investing strategy should I use?
At Stash, we promote something we call The Stash Way. These three principles can help get you started and make you a more confident investor over the long-term. Invest regularly You don’t need to have a lot of money to…40
Q. Where are my tax documents?
Stash will email you when your tax forms become available. You can access your documents in the Tax Documents section of your Stash profile. Stash will make your relevant tax documents available online by February 15th. To find them in…14
Q. How do I sell an investment?
You can sell investments in the app or on the web. If you choose to sell, you can either sell part of an investment or sell the entire investment. To sell investments in the app Select the investment you want…156
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